Legal, Risk & Compliance

In a rapidly changing global regulatory environment, the management of risk and compliance plays a central role in Tricor.

Our legal, risk and compliance function is responsible for establishing policies and procedures to ensure that Tricor companies are compliant with relevant requirements in the countries/territories in which we operate.

Our dedicated team for this function is based in Hong Kong, with responsible persons in each local office.

As part of the global anti-money laundering and counter-terrorist financing initiative, we have strict client acceptance procedures enabling us to understand our clients’ business, management and ownership.

Our policies ensure compliance with both local regulations and those with a global reach, such as the U.S. Foreign Account Tax Compliance Act and the international Common Reporting Standard. These regulations aim to enhance tax transparency, combat cross-border tax evasion, and protect the integrity of taxation systems.

As a leading service provider, we partner with government bodies in the jurisdictions we serve to ensure adherence to the licensing regime of trust and corporate service providers such as Tricor, advise on enhanced transparency of corporate beneficial ownership, and many other legal, risk, and compliance matters across our network of offices and desks.