Initial Public Offering (IPO) / New Issue

As a leading share registrar with an outstanding track record in supporting new issues / initial public offerings (IPOs), we actively participate and provide support throughout the entire listing process.

Tricor's services include the following:

Providing single and dual-currency payment and settlement services
Holding meetings with issuers, lawyers, investment bankers, receiving bankers and overseas registrars and providing professional advice
Preparing subscription reports for all relevant parties
Processing applications, including identification of suspected multiple applications
Preparing balloting schemes and formulating the basis of allocation
Reviewing allocations / results announcement and preparing allotment reports
Attending to removal of shares in batches for dual listing issuers
Preparing, printing and dispatching share / unit / warrant certificates and refund cheques / e-Auto Refund payment instructions
Providing allotment results publication / enquiry service, including online enquiry service, hotline enquiry service and publication of allotment results booklets
Dealing with claims of non-receipt of share / unit / warrant certificates and refund cheques
Providing physical and electronic application processing, with a fully equipped electronic application platform offering a wide range of eServices, for instance:
  • Public offering (HK eIPO White Form)
  • Employee preferential offering (ePink Form)
  • Preferential offering for shareholders (eBlue Form)

Tricor is the only collaborative service provider with the breadth of capabilities and expertise to offer bespoke, end-to-end total solutions for each listed issuer, from pre-listing to all post-listing services.

To learn more about how Tricor can help you throughout the whole listing process in Hong Kong SAR, please email

For more information about Hong Kong Tricor Investor Services, please download the Introduction of Investor Services in Hong Kong SAR (IPO & Share Registry Service) flyer:


Free Download



Main Practice Leaders

Pamela Chung Pamela Chung
Managing Director & Head of IPO
Hong Kong SAR
Catharine Wong Catharine Wong
Managing Director – Head of Share Registry & Issuer Services
Hong Kong SAR
Yeap Kok Leong Yeap Kok Leong
CEO & Managing Director
Malaysia / Labuan

What Clients Are Saying

We provide Initial Public Offering (IPO) / New Issue Services in the following markets: